| Date | Filer | Title | Filing | Type | Shares Traded | Price | Total Held |
|---|---|---|---|---|---|---|---|
| March 23, 2011 | CFO | Form 4 | Conversion of derivative security | 3,333 | $2.40 | 13,333 | |
| March 23, 2011 | Director | Form 4 | Conversion of derivative security | 5,000 | $2.40 | 8,000 | |
| March 23, 2011 | Director | Form 4 | Conversion of derivative security | 34,583 | $2.40 | 34,583 | |
| March 23, 2011 | CEO | Form 4 | Conversion of derivative security | 17,083 | $2.40 | 143,745 | |
| March 23, 2011 | Controller & CAO | Form 4 | Conversion of derivative security | 3,333 | $2.40 | 11,073 | |
| March 17, 2009 | Chief Financial Officer | Form 4 | Open market or private purchase of non-derivative or derivative security | 5,000 | $2.40 | 35,000 | |
| March 5, 2018 | Director, Chairman, President and CEO | Form 4 | Open market or private purchase of non-derivative or derivative security | 7,500 | $2.38 | 17,700 | |
| August 15, 2018 | Director | Form 4 | Open market or private purchase of non-derivative or derivative security | 2,750 | $2.37 | 15,591 | |
| October 15, 2012 | Director | Form 4 | Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | 2,500 | $2.36 | 122,042 | |
| October 15, 2012 | Director | Form 4 | Exercise of in-the-money or at-the-money derivative security | 2,500 | $2.36 | 34,583 | |
| December 18, 2014 | Director | Form 4 | Open market or private purchase of non-derivative or derivative security | 4,000 | $2.34 | 34,331 | |
| December 6, 2011 | Director | Form 4 | Open market or private purchase of non-derivative or derivative security | 5,000 | $2.31 | 7,000 | |
| December 6, 2011 | Director | Form 4 | Open market or private purchase of non-derivative or derivative security | 2,500 | $2.31 | 2,500 | |
| December 6, 2011 | Director | Form 4 | Open market or private purchase of non-derivative or derivative security | 5,000 | $2.31 | 74,125 | |
| December 6, 2011 | Director | Form 4 | Open market or private purchase of non-derivative or derivative security | 2,500 | $2.31 | 71,625 | |
| April 9, 2018 | Director, Chairman, President and CEO | Form 4 | Open market or private purchase of non-derivative or derivative security | 2,500 | $2.30 | 20,200 | |
| August 10, 2015 | Director, CEO | Form 4 | Open market or private purchase of non-derivative or derivative security | 5,000 | $2.29 | 79,521 | |
| August 5, 2015 | Ten Percent Owner | Form 4 | Open market or private sale of non-derivative or derivative security | 10,000 | $2.26 | 2,502,423 | |
| May 15, 2018 | Director | Form 4 | Other acquisition or disposition (describe transaction) | 6,250 | $2.24 | 6,607 | |
| August 13, 2015 | Ten Percent Owner | Form 4 | Open market or private sale of non-derivative or derivative security | 20,000 | $2.23 | 2,482,423 | |
| December 5, 2011 | CEO | Form 4 | Open market or private purchase of non-derivative or derivative security | 1,828 | $2.21 | 166,016 | |
| December 5, 2011 | CEO | Form 4 | Open market or private purchase of non-derivative or derivative security | 200 | $2.20 | 164,188 | |
| August 17, 2015 | Ten Percent Owner | Form 4 | Open market or private sale of non-derivative or derivative security | 10,000 | $2.19 | 2,472,423 | |
| February 20, 2018 | Director | Form 4 | Open market or private purchase of non-derivative or derivative security | 13,625 | $2.18 | 15,687 | |
| February 22, 2018 | Director | Form 4 | Open market or private purchase of non-derivative or derivative security | 7,143 | $2.17 | 20,000 |
For recent transactions, including derivative transactions, see our Section 16 SEC filings page.
* Represents the number of non-derivative securities directly held. (I) Indicates that some (or all) of these shares are held indirectly.
